Institute for Sensory Research
Syracuse University

621 Skytop Road
Syracuse, NY 13244-5290

Phone: 315.443.9714 (lab)
Fax: 315.443.1184

 

Julian Martin Fernandez

 

Modeling of Biological Evolution

 

For my doctoral thesis, I studied the problem of biological evolution. I proposed a model (Fernandez, Plastino & Diambra, 1995) involving genotype-phenotype interactions that explained punctuated equilibrium and power law behavior as found in the fossil record based on the internal dynamics of the ecological system, as opposed to invoking recurrent external perturbations (like catastrophic events). Details are given below.

It is conjectured that biological evolution takes place in terms of intermittent bursts of activity separating relatively long periods of quiescence, rather than in a gradual manner. This behavior was termed “punctuated equilibrium”. The intermittent pattern has been observed in the fossil records. It was also found that the distributions of both extinctions’ size and species’ lifetime follow a power law.

There are two main lines of thinking for explaining this behavior. The first suggests that extinction events are caused by external forces, such as changing sea levels, worldwide climate pulses, or meteorites. A second line suggests that the ecology has evolved to a self-organized critical state, a “poised” state far out of equilibrium with propagating avalanches of activity of all sizes. The first line is not very attractive from a dynamical point of view, and mathematical models following the second line were in general too simple to allow for reasonable conjectures concerning terrestrial biology. The second line also required some degree of external perturbation to the system, although not as dramatic as in the first line.

Thus, we proposed a more complex model of biological evolution. The model introduced a mapping between genotype and phenotype (a novel feature in modeling biological evolution). The degree to which a given species was adapted to the ecosystem was represented by a quantity called its “fitness” (F). The F for a given species was computed using a mathematical expression involving the interaction between the phenotypic features of this species with those of the other species. Also interactions between the phenotypic features of the given species with the external environment were considered. The nonlinear mapping between genotype and phenotype was demonstrated to be an essential feature for generating the model’s dynamics, as it provided some degree of correlation between phenotypic features. Without them, a given species might (eventually) attain, after a series of appropriate mutations, any phenotypic feature whatsoever (this does not happen in nature).

Genetic changes, mimicked by modifications in the genotype, drove the evolutionary process. The system evolved in the following fashion: we started with an arbitrary initial configuration and, in each of a series of time steps, mutation effects were mimicked by slightly modifying (randomly) the genome of one of the species chosen at random. A particular mutation was "accepted" if it increased the corresponding F. The change in the genome was retained in that case. Otherwise it was discarded and the genes ended up with their previous, old values.

Extensive numerical and analytical analysis of the model provided many interesting results and explanations. Briefly, some of them are:

1) The model shows punctuated equilibrium and power-law behavior as expected (Fernandez, Plastino & Diambra, 1995). This behavior had its origin in the internal dynamics (in particular, in the differences of structural stability of the different genotypes (Fernandez & Plastino, 2000), with no need of external perturbations of any size. Self-organized criticality was not present in the system (Fernandez & Plastino, 1997). 

2) The modeled ecology presented oscillatory modes that introduced some periodicity in the system, similar to those claimed by some studies based on the fossil records (Fernandez & Plastino, 1999). 

3) The model explained the mathematical reasons underlying the selectivity of extinction events (Fernandez, Vaveliuk, Pennini & Kowalski, 1998). This fact had not previously received numerical support.

4) It is the first model giving numerical support to Kimura's neutral theory of molecular evolution (Fernandez, Vaveliuk, Pennini & Kowalski, 1998).

5) The effect of the external environment introduced deformations in the power laws, similar to those observed in the fossil records (giving to the power laws a rather concave form) (Fernandez, Plastino and Diambra, 1999). The model also generated a smooth integration (a non trivial fact) at all scales of both inter-species interactions and ambient (external) influences, giving rise to a coherent dynamical picture 'a la Maturana.

6) When the effect of symbiosis was introduced, the power laws were also deformed in the right way. Symbiosis effects also gave numerical support to earlier speculations concerning an "adaptive grid lock" mechanism (Fernandez, Plastino and Diambra, 1999).

 

In addition, we studied the “evolution vs. coevolution” issue. Our simulations in two model scenarios—our model and the NKC family of models—indicate that, contrary to previous claims, coevolution does not constitute the crucial dynamical factor that accelerates evolution but rather that the ecosystem evolves notwithstanding the fact that coevolution may actually ‘‘retard’’ things (Fernandez, Plastino, Diambra, Mostaccio, 1998). In a coevolutive system, organisms can keep evolving forever since the fitness peaks may disappear because of the variations of the other species. Thus, a species can keep climbing (and in the process may become more complex) without necessarily becoming more fit. Indeed, the mechanism has been called the red queen effect, referring to the red queen and Alice who kept running without getting anywhere.